Every year we ask that you submit your company, employee, and trust information to us so we can complete the annual administration of your plan(s). Please select the instructions that apply to your plan(s)
If this is a 401(k) plan, you will need a specific form from the recordkeeper (such as Vanguard, Newport group, or American Funds). Please contact our office for the latest form at 818-587-4455
If this is a 401(k) plan, you will need a specific form from the recordkeeper (such as Vanguard, Newport group, or American Funds). Please contact our office for the latest form at 818-587-4455
Investment advisors, like all providers of personal financial services, are required by law to inform their clients of their policies regarding privacy of client information. Investment advisors have been and continue to be bound by professional standards of confidentiality that are even more stringent than those required by law. Therefore, we have always protected your right to privacy.
TYPES OF NONPUBLIC PERSONAL INFORMATION WE COLLECT
We collect nonpublic personal information about you that is either provided to us by you or obtained by us with your authorization.
PARTIES TO WHOM WE DISCLOSE INFORMATION
For current and former clients, we do not disclose any nonpublic personal information obtained in the course of our practice except as required or permitted by law. Permitted disclosures include, for instance, providing information to our employees and, in limited situations, to unrelated third parties who need to know that information to assist us in providing services to you. In all such situations, we stress the confidential nature of information being shared.
PROTECTING THE CONFIDENTIALITY AND SECURITY OF CURRENT AND FORMER CLIENT’S INFORMATION
We retain records relating to professional services that we provide so that we are better able to assist you with your professional needs and in some cases, to comply with professional guidelines. In order to guard your nonpublic personal information, we maintain physical, electronic, and procedural safeguards that comply with our professional standards.
Please call or email us if you have any questions, because your privacy, our professional ethics, and the ability to provide you with quality financial services are very important to us.
Disclosure: Golden K Plans & Wealth Management is the trade name for family of companies which includes Golden K Plans, Inc. and Golden K Wealth Management, LLC. Third Party Administrative and Compliance Services are provided by Golden K Plans, Inc. Investment Advisory Services are provided by Golden K Wealth Management, LLC.
Census – Trust – Annual review forms fill-in 
Census spreadsheet